# Resource Allocation for the Multiband Relay Channel: A Building Block for Hybrid Wireless Networks

- Kyounghwan Lee
^{1}, - Aylin Yener
^{2}Email author and - Xiang He
^{2}

**2010**:792410

**DOI: **10.1155/2010/792410

© Kyounghwan Lee et al. 2010

**Received: **1 June 2009

**Accepted: **17 February 2010

**Published: **29 March 2010

## Abstract

We investigate optimal resource allocation for the multiband relay channel. We find the optimal power and bandwidth allocation strategies that maximize the bounds on the capacity, by solving the corresponding max-min optimization problem. We provide sufficient conditions under which the associated max-min problem is equivalent to a supporting plane problem, which renders the solution for an arbitrary number of bands tractable. In addition, the sufficient conditions derived are general enough so that a class of utility functions can be accommodated with this formulation. As an example, we concentrate on the case where the source has two bands and the relay has a single band available and find the optimal resource allocation. We observe that joint power and bandwidth optimization always yields higher achievable rates than power optimization alone, establishing the merit of bandwidth sharing. Motivated by our analytical results, we examine a simple scenario where new channels become available for a transmitter to communicate; that is, new source to relay bands are added to a frequency division relay network. Given the channel conditions of the network, we establish the guidelines on how to allocate resources in order to achieve higher rates, depending on the relative quality of the available links.

## 1. Introduction

Future wireless networks are expected to enable nodes to communicate over multiple technologies and hops. Recent advances in the development of software defined radios support the vision where agile radios are employed at each node that utilize multiple standards and communicate seamlessly. Indeed, an intense research effort is directed towards having multiple communication standards coexist within one system, for example, the cellular network and IEEE 802.11 WLAN as in [1, 2]. We refer to a group of nodes capable of employing a number of communication technologies to find the best multihop route between the source-destination pairs, as a *hybrid wireless network*.

In this paper, we consider a simple hybrid wireless network with a source destination pair and aim at understanding its *performance limits*, that is, information theoretic rates with optimal resource allocation. In particular, we consider a scenario where a source node can communicate over multiple frequency bands to its destination, and a node that overhears the source transmission acts as a relay. We assume that the frequency bands that the source utilizes as well the ones used by the relay node are mutually orthogonal. The different bands are envisioned to represent links that operate with different wireless communication standards.

There has been considerable research effort up to date towards characterizing the information theoretic capacity of relay channels [3–7]. Most of the earlier work on relay channel capacity assumes that simultaneous transmission and reception at the relay is possible [4]. Since this is difficult to implement, recent work considers employing orthogonality at the relay via time-division [5, 8–10], frequency-division [11, 12], or code-division [13, 14]. To compensate the loss of spectral efficiency caused by this architecture and to increase the capacity, optimal resource allocation has been considered in [5, 8, 10, 11, 15, 16]. The optimal power and time slot duration allocation for the time-division relay channel has been considered in [5]. The work in [8] investigates three half-duplex time-division protocols that vary in the method of broadcasting they employ and the existence of receiver collision. The optimal power and time-slot allocation has been investigated for the protocol with the maximum degree of broadcasting and no receiver collision in [5].

We note that resource allocation in wireless relay networks is employed by utilizing the received SNR and the channel state information which are typically assumed to be available at the source and the relay node [5, 8, 10, 11, 16]. Notably, [16] studies optimal power and bandwidth allocation strategies for collaborative transmit diversity schemes for the situation when the source and the relay know only the magnitudes of the channel gains. The outage minimization and the corresponding optimal power control are considered when the network channel state is available at the source and the relay [10]. The model considered in this paper is in accordance with previous work and utilizes the received SNRs that are available at the source and the relay in order to find optimal resource allocation strategy.

In this paper, we investigate the optimal resource allocation strategies that maximize the capacity bounds for a simple *hybrid wireless relay network*. The channel model in this work can be traced back to a class of orthogonal relay networks first proposed in [11]. The three-node relay network in [11] is composed of two parts: a broadcast channel from the source node to the relay and destination node, and a separate orthogonal link from the relay node to the destination node. The parallel channel counterpart of [11] is later examined in [15]. A sum power constraint is imposed on the source node, and the relay node is restricted to perform a partial decode and forward operation. The sum rate from the source to the destination is then maximized by performing power allocation among different subchannels and the time sharing factor between the two parts of the network. A supporting plane technique is proposed in [15] to solve the associated max-min optimization problem. The results for the parallel network are then applied to the block fading model [15].

The model considered in this work is similar to the parallel relay network in [15]; yet, for the hybrid wireless network considered, the rate maximization leads to a different optimization problem than [15]: in a hybrid network, in addition to power allocation among different bands, it is conceivable to consider bandwidth allocation as well, and we find that the joint optimal power and bandwidth allocation yields higher rate than power optimization only. It is worth mentioning that dynamic bandwidth allocation is beneficial for a hybrid wireless network even in a scenario of a flat overall band. This is because different systems (standards) may exhibit different received SNR behavior even if the underlying channel gain and noise level are the same. This can be caused, for example, by different coding schemes or different requirements on feedback. Thus, one system will not, in general, be invariably better than all the others over all links.

At the outset, the joint power and bandwidth optimization appears challenging. Luckily, the resulting max-min optimization problem, we show, conforms to a set of sufficient conditions that render the solution manageable, even for an arbitrarily large number of bands. The technique that we can use under these sufficient conditions is the supporting plane technique used in [15]. We remark that the sufficient conditions are general enough that a class of utility functions can be optimized using the technique although our focus is on the information theoretic rates. This implies that the optimization technique used in this paper can be incorporated as a building block in a variety of resource allocation settings.

Lastly, in order to gain insight into the impact of optimal resource allocation on the construction of a hybrid wireless network, we examine a scenario where new wireless links can be added to the classical frequency division relay network to form a simple hybrid wireless network. Given the channel conditions between nodes, we study how to allocate resources to achieve the higher achievable rate. We observe that the source node is encouraged to communicate over the best network by dedicating all resources exclusively when condition of source-to-relay (SR) link and source-to-destination (SD) link of the new network is better (or worse) than that of SD link and SR link of the current network. Otherwise, it is beneficial to share resource between the current network and the new network to achieve a higher rate.

## 2. The Multiband Relay Channel

and we have the following theorem.

Theorem 1.

Proof.

The lower bound is obtained by taking the maximum of all possible transmission rates given the total number of bands; that is, the lower bound includes all possible transmission schemes which depend on whether the transmission from the source band(s) is decoded at the relay.

where . Following a similar approach to [11], (5) can be shown to maximize the mutual information in (7)–(9), and the optimization over (5) leads to (3)-(4).

## 3. Capacity Bounds and Optimal Resource Allocation

In the remainder of the paper, we will consider optimal resource allocation on the bounds obtained for the MBRC, that is, for hybrid wireless networks where the source node has access to distinct bands (standards) and a second node that overhears the source information relays to the destination using additional orthogonal bands. We consider the Gaussian case, where all the transmitted signals are corrupted by additive white Gaussian noises.

where and are the total available power at the source and relay node. and are the nonnegative power allocation parameters for each orthogonal band at the source and relay node, and . Unlike [5, 10], we do not have a total power constraint between the source and the relay and assume that each has its own battery.

Note that the actual received SNR values are the scaled versions of (11) depending on the power and bandwidth allocation. For example, the actual received SNR at the relay from channel 1, which is allocated fraction of the source power and fraction of the bandwidth, simply is . Given the received SNRs which are available at the source and relay, our aim is to find the optimal resource allocation parameters that maximize capacity lower bound in terms of the transmitted power and the total bandwidth for -MBRC, which leads to optimally allocating the source power among source bands, the relay power among relay bands, and the total bandwidth among bands. We can obtain the capacity lower and upper bounds of -MBRC from Theorem 1 as follows.

Theorem 2.

We omit the proof for Theorem 2 since the derivation for each mutual information follows directly from [15]. For each broadcast channel, if the relay node sees a higher received SNR than the destination node, then a superposition coding scheme [17] is used to convey independent information to the relay node, which cannot be decoded by the destination directly. The relay node then collects this information from all the channels where superposition coding is used, and transmits it to the destination at the appropriate rate.

Based on whether the relay node is utilized by a certain channel (band), we note that there are possible schemes. We observe that these schemes are not exclusive to each other, since a superposition coding scheme may be reduced to a direct source-to-destination transmission if no band is allocated to the relay-to-destination link. We also note that which scheme yields the largest rate is completely decided by the SNR relationship, namely, the componentwise relationship between the received SNRs of the source-to-relay links, that is, and the received SNRs of the source-to-destination links, that is, .

If , , then for any bandwidth allocation, the signal received by the relay over this broadcast channel can be viewed as a degraded version of the signal received by the destination. Therefore, direct link transmission should be used for this band, regardless of what scheme is used for the other bands. On the other hand, if , then the relay node can always learn something more than the destination node over this band and uses the superposition code scheme, and although the superposition scheme may be reduced to a direct link transmission scheme, optimizing under this scheme does not incur any rate loss. Based on these observations, we conclude that there is no need to examine all the schemes to find the best rate and the corresponding resource allocation. That is, practically, the system checks the received SNRs and chooses one of schemes satisfying the relationship of the received SNRs to communicate and the rate with optimized resource allocation for the chosen scheme is the maximum achievable rate, and the corresponding resource allocation is the globally optimal solution.

Proposition 1.

Proof.

See Appendix A.

Note that the optimization problem in (14) corresponds to finding and maximizing the minimum of two end points in . One possible technique to solve the max-min optimization problem in (14) is given by the following proposition [15], which we will also utilize.

Proposition 2 ([15, Proposition ]).

The relationship between optimal resource allocation parameters and the corresponding optimal point is given by the following.

Case 1:If ,

Case 2:If , .

Case 3:Neither case 1 nor 2 occurs; under this case, if , .

It is easy to see that is continuous over . Then, one has the following proposition.

Proposition 3.

is concave over .

Proof.

*interior*of the region, that is, . This is done by examining the Hessian, , of (17). The second-order derivatives of (17) with respect to and are

We note that .

It is readily seen that is singular. Since for from (18), is the negative semidefinite. Thus, is concave over . Since is continuous over , is concave over .

We note that for any choice of set , corresponds to in (17) with , , , , , , , , and , . For , the Hessian is a block diagonal matrix. Similarly, corresponds to with , , , , , , and , . For , the Hessian is a block diagonal matrix.

Remark 1.

Since is concave over the set , it is also concave over any convex subset of it. Thus, and are concave over . (It is readily seen that the sum constraints define a convex set.) This establishes that the local optimal for (16) is also the global optimal [18, Theorem , page 125-126].

Remark 2.

We further find that
is strictly concave over any convex subset of
,
, jointly when
, are held constant. Note that when all
, are held constant, that is,
, we have
as a function of
,
. In this case, it is easily seen that the Hessian is the
*diagonal* matrix in which
th diagonal term is given by
,
,
. Since now all of the diagonal terms are strictly negative when
,
,
is strictly concave over all
,
, jointly when all
,
, are held constant. Similarly,
is strictly concave over
,
, jointly when all
,
, are held constant. Since if a function is strictly concave over a set, it is also strictly concave over any convex subset of that set, the preceding argument implies that
is strictly concave over any convex subset of
, when all
, are held constant. This fact will be useful in the sequel.

Based on Proposition 1 and Proposition 3, the methodology given in Proposition 2 can be applied to our max-min optimization problem in (16) for an arbitrary . That said, in the remainder of the paper, we will examine the optimal resource allocation for -MBRC where the source has two bands and the relay has a single band available to communicate and uses its own full power . We find this network model representative and meaningful because of the following two observations. First, if there is more than one band available for the link between the relay and the destination, then only the best band among them will be used. This can be seen by fixing the overall band for this link and performing joint power and bandwidth optimization. Therefore, as long as the relay-to-destination SNRs are different, which is usually the case in practice, -MBRC will have the same resource allocation parameters as those of -MBRC. Secondly, the case with is similar to the case with except that there are more schemes to choose from. Therefore, we focus on the -MBRC in the sequel.

### 3.1. Maximization of Capacity Bounds for the Gaussian -MBRC

where = , , , and for schemes I to IV, respectively. Each scheme materializes as a function of the received SNRs as follows.

Scheme : , the scenario where transmission from the source node over both links is decoded at the relay node. This scheme is chosen if and .

Scheme II: , the scenario where transmission from the source node over band 1 is decoded at the relay node while band 2 is used for direct transmission only. This scheme is chosen if and .

Scheme III: , the scenario where transmission from the source node over band 2 is decoded at the relay node while band 1 is used for direct transmission only. This scheme is chosen if and .

Scheme IV: , the scenario where transmissions from the source node from both bands are used only for direct transmission. This scheme is chosen if and .

For schemes I, II, III, once the appropriate scheme is decided upon, parameters can be substituted accordingly and we can examine for each of the cases in Proposition 2.

Case 1.

, and maximizes .

Proof.

See Appendix B.

Case 2.

, and maximizes .

Proof.

See Appendix B.

Remark 3.

By substituting the appropriate parameters for for each scheme into (30), we observe that Case 2 does not ever materialize for schemes I, II, III.

Case 3.

, and maximizes for a fixed .

This case occurs when (25) or (29) doES not hold. The closed form solution for this optimization problem does not exist. Thus, we have to rely on an iterative algorithm. We propose to use alternating maximization algorithm that calls for optimizing = in one stage, followed by optimizing in the next stage. The iterations are obtained by finding KKT points of the corresponding optimization problem with the variable vector or . We note that the objective function is not differentiable at the boundary of the feasible region, that is, for , and the corresponding KKT points are not defined. Thus, we need to introduce a small positive value, , and define a modified feasible region as illustrated in (B.3) and (B.4) that excludes the boundary point. Every time an iteration reaches the boundary of the new feasible region, we expand the feasible region by successively reducing so that we can continue with the iterations until convergence. The detailed description of the following proposed iterative algorithm and proof of its convergence to the global optimal solution is given in Appendix C.

- (i)
Initialization: for initial values of , , , , , , , and assign values to , such that .

- (ii)
Iteration : update by finding the solution of KKT condition of (C.2) with respect to ; find and , such that and , .

- (iii)
Iteration : update , , and by finding the solution of KKT condition of (C.2) with respect to , ; find and , such that , and , .

- (iv)
Repeat step (ii) until the optimal is found by in (C.3).

Step 2.

If the iteration does not reach the boundary of the feasible region of (B.3) and (B.4), the algorithm terminates.

Step 3.

Otherwise, set , in (B.3) and (B.4) and repeat Steps (1) to (2) by using the KKT points from the previous iteration as the initial points. (For numerical results, we use .)

We reiterate that based on the scheme at hand, we would substitute the correct parameters for to find the optimal resource allocation strategy.

### 3.2. Upper Bound on Capacity

Recall that the upper bound given by (13) is obtained by the max-flow min-cut theorem. The maximization for the upper bound follows same steps to that of the lower bound, details of which we will omit here. In general, the upper bound is not tight. One exception is that for -MBRC, since Case 2 for schemes I, II, and III is not possible, the optimal resource allocation parameters maximize (Case 1) or (Case 3). There exists a such that if , otherwise . Since the first term of the upper bound in (22) is the same as , we know that for -MBRC, maximizes for and the resulting optimized rate is the capacity of -MBRC. A similar observation was made for the frequency division relay network, that is, when one band exists from the source in [11]. It is interesting to observe that the same observation extends to the multiband case.

## 4. Numerical Results and Discussion

### 4.1. Capacity Bounds

In this section, we present numerical results to support our analysis described in Section 3. Specifically, for -MBRC, we plot the capacity lower bound (LB) obtained by optimal resource allocation as well as the capacity upper bound (UB) with the same resource allocation parameters. For comparison purposes, we also consider the case where overall bandwidth is equally divided between the three bands and only optimal power allocation is done.

In contrast, when and are larger than and , respectively, the lower bound increases as increases and saturates after a certain threshold of . This threshold becomes larger as the quality of the SR links improves as compared to the SD links, that is, as and get larger compared to and . Indeed, the fact that we can achieve higher rates when the SR channel is better than the SD channel is intuitively pleasing as the power allocation becomes more effective when we have a better SR channel. It is noticeable that the upper and lower bounds approach each other as the SR link quality improves as compared to that of SD.

### 4.2. Guidelines for Hybrid Network Design

When a new wireless link becomes available at the source in addition to the existing single band relay network, a hybrid wireless network can be formed. In this case, a meaningful question is how to allocate resources between links in order to maximize the data rate. It is evident that the resource allocation strategy is a function of the channel quality of the available links (SD/SR/RD). To answer this question, we compare the achievable rates with optimal resource allocation for and and observe the effect of adding a new link on the maximum achievable rate.

We note that the given received SNRs in the numerical results correspond to scheme I (i.e., , ). Similarly, we can examine the effect of adding a new link under different received SNR relationship between and which corresponds to scheme II or scheme III, and we could readily apply the optimal resource allocation solution found in Section 3.1.

## 5. Conclusions

In this paper, we have investigated the optimal resource allocation for a hybrid three-node relay network where the source, with the help of a relay node, communicates to the destination via multiple orthogonal channels (MBRCs). In particular, we have studied joint optimal power and bandwidth allocation strategies that maximize the bounds on the capacity, which results in a max-min optimization problem. We have solved this problem using a supporting plane technique [15]. In particular, we have provided sufficient conditions for when this max-min optimization problem can be solved using this technique. It is worthwhile to mention that these sufficient conditions are general enough so that other utility functions that rely on SNR can be considered as well as the information theoretic rates considered in this paper.

For -MBRC, we have found the joint power and bandwidth allocation. We have observed that the upper and lower bounds approach each other as the source-to-relay channel condition improves as compared to the source-to-destination channel condition, and joint power and bandwidth optimization always yields better performance than power optimization only.

Our numerical results have also investigated the scenario where a new link at the source becomes available for an existing frequency division relay network, and the power and bandwidth resources are to be reallocated. We have observed that the source node is encouraged to communicate over the best link by dedicating all resources when the new SR link and SD link are better (or worse) than the current SD link and SR link. Otherwise, it is beneficial to share resources between the current link and the new link to achieve the higher rate.

The simple MBRC investigated in this paper can be considered as a building block for more complex hybrid wireless networks. From the system design point of view, we conclude that, for this two-hop, simple network, higher achievable rates can be obtained by optimally allocating resources between multiple standards. It would be of interest to gain an understanding of the set of conditions under which using multiple communication links (standards) and optimal sharing of resources would be beneficial for multihop hybrid wireless networks.

## Appendices

## A. Proof of Proposition 1

Proof.

To see that, we devise the following notion of dominance: pair ( ) is said to be dominated by ( ) if and . We say that a set is dominated by the other set , or if every point in is dominated by some point in . Since and are concave over , we realize that dominates its convex closure . Furthermore, from the definition of dominance closure in (A.5), it is easy to see . Since and , we have . We note that adding dominated points to does not change the value of optimization problem (14), which allows us to consider problem (A.1)–(A.6) instead.

Set has the following properties. ( ) It is a closed convex set. To see that, consider two points in : and . Then we must have . ( ) Consider any supporting plane of this set, which is a line in in this case. The slope of this line cannot be both positive and finite. Otherwise, suppose the supporting plane passes through point in , then , defined by (A.6), will not be in .

We then observe that (A.1)–(A.6) must be solved when and is at the boundary of . The maximum of (A.1)–(A.6) should be attained at the boundary of since every interior point of must be dominated by some point at its boundary. Also, there must be such a point on the boundary with . We then show that the point with must be a local maximal point. This is because any improvement over this point would require increasing simultaneously. Suppose such improved point exists. Then it will be strictly separated from set by the support plane passing through , since no supporting plane has finite positive slope. Since is a closed convex set and is a concave function over , any local maximum must be globally optimal [18,Theorem , page 125-126]. This completes our claim that optimality must be attained at the diagonal line. We observe that this point may not be in . Therefore, it may not be parameterizable by . This necessitates consideration of the three cases as we will show later.

(A.7) can be solved by examining three cases: , , .

In summary, we proved that there must exist a such that (14) is equivalent to (A.7) if and are nonnegative and concave over convex set . Depending on the value of , we find that there are three cases for the max-min optimization (A.7) as given in Proposition 2.

## B. Optimal Resource Allocation

Proof.

We provide the proof for optimal resource allocation for -MBRC. To do so, we utilize the following theorem which we restate here with our notation for convenience.

Theorem 3 ([19, Proposition , pages 219–221]).

Suppose that is continuously differentiable and concave on the set , a Cartesian product of sets , where each is a closed convex subset of . Furthermore, suppose that for , , is a strictly concave function of each , when the other components of are held constant. Let be the sequence generated by the iterative algorithm obtained by optimizing over one vector variable at a time. Then, every limit point of maximizes over .

where corresponds to .

with a small . Since (B.1) is continuously differentiable over the new feasible region given by (B.3) and (B.4), we can now apply Theorem 3. Thus, we can devise an iterative algorithm to maximize the function, by maximizing over for fixed ( for fixed ) and then maximizing for fixed ( for fixed ). The iterative method, by Theorem 3, will converge to the maximizer of over (B.3) and (B.4), which is the global optimal. If the iterative algorithm converges to a point that is at the boundary of the new feasible region given by (B.3) and (B.4), we need to reduce further and repeat the iteration using the KKT points from the previous iteration as the initial point. By repeating this procedure, the iterative algorithm converges to the global optimal solution.

For Case 1 ( in (B.1)) and Case 2 ( in (B.1)), we provide the closed form solution below. For Case 3 ( in (B.1)), we provide the iterative algorithm in Appendix C.

Case 1.

Maximizing (B.8) with respect to leads to . The optimal power allocation parameter in (B.7) indicates that one of channels whose received SNR at the destination is smaller is not used. Thus, for the case where , . On the other hand, for the case where , . Thus, using , the optimal resource allocation parameter for Case 1 is given by (26). By Remark 1, this is the global optimal solution. The condition of the received SNRs given by (27) and (28) for Case 1 to occur can be readily found by substituting (26) into (25).

Case 2.

maximizes . By applying the same technique as in Case 1, we find the optimal resource allocation parameters given in (30). By Remark 1, this is the global optimal solution.

## C. Iterative Algorithm for Case 3

Proof.

## Declarations

### Acknowledgments

This work was supported in part by NSF Grants CNS-0626905 and CNS-0721445 and DARPA ITMANET Program via Grant W911NF-07-1-0028. An earlier version of this work was presented in part in Conference on Information Sciences and Systems (CISS), 2005, and in International Conference on Wireless Networks, Communications, and Mobile Computing (WirelessCom), 2005.

## Authors’ Affiliations

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